Compliance

The integrity of the Pride Advisory Consortium rests upon the strength our compliance framework. Our management team, in-house compliance department, as well as contracted outside counsel have worked tirelessly to develop the most robust, up-to-date controls available in the market.

Our framework helps to discourage and guard against:

  • Potential violations of confidentiality and loyalty agreements
  • Passing of material, non-public information, especially in light of client target companies
  • Potential violations of employer policies regarding secondary employment

 

The utility, value and importance of primary research in the investment process are undisputed. We at Pride Advisory are firm believers in providing a secure venue for our clients to access relevant and timely information for their investment purposes. Contact us today to learn more about our compliance process and how we can add value to your investment research. 212-379-2300